In a French management company authorised by the AMF, the RCCI is the officer who ensures regulatory obligations are met and the internal control framework works. The role can be held in-house or partly delegated.

What does KYC mean for a fund?

KYC, know your customer, means identifying each investor and their beneficial owners, checking the documents provided and assessing money-laundering risk, before subscription and throughout the relationship.

Does Orma replace the compliance officer?

No. Orma works with the compliance officer, in-house or external: it prepares data, keeps procedures up to date and follows up the controls they need.

Advisory · Governance & Compliance

Governance and compliance for your management company and your funds

Governance of funds and the management company, coordination with the compliance officer and the AMF, KYC/AML, regulatory obligations and internal control: compliance kept up to date, documented and checked.

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Fund documentation

Updating fund rules and regulatory documentation (FPCI, RAIF).
Tracking regulatory and tax changes that affect your vehicles.

The management company’s obligations

An authorised management company must keep its data, procedures and controls up to date and respond to its regulator. Orma works alongside your compliance officer (RCCI) so these obligations are met on time.

Regulatory obligations of the management company and its vehicles: data, procedures, controls.
Coordinating with the compliance officer and preparing exchanges with the AMF.
Following up internal controls.

KYC and anti-⁠money laundering

Collecting and checking KYC documents from investors and distributors.
Keeping files up to date over time.
Documenting AML/CFT due diligence.

Governance

Committees, decisions and the documents behind them: traceable governance reassures investors, auditors and the regulator.

Frequently asked questions

What is an RCCI?: In a French management company authorised by the AMF, the RCCI is the officer who ensures regulatory obligations are met and the internal control framework works. The role can be held in-⁠house or partly delegated.
What does KYC mean for a fund?: KYC, know your customer, means identifying each investor and their beneficial owners, checking the documents provided and assessing money-⁠laundering risk, before subscription and throughout the relationship.
Does Orma replace the compliance officer?: No. Orma works with the compliance officer, in-⁠house or external: it prepares data, keeps procedures up to date and follows up the controls they need.

Let’s talk about what you need.

A first conversation to understand your organisation, your funds and your timing.